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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-02-04 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
4350 Brownsboro Road, Suite 110, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Louisville | KY | 09/2010 | 07/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2023 |
| Lpl Financial Llc | Louisville | KY | 07/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
| Iht Wealth Management | Louisville | KY | 07/2023 | Present |
1) 2026-04-21 - Paul Brent Simmons - Real Estate Rental - Y - 1 - 0 - Louisville KY - 2026-04-20 - This is just listing our house on VRBO and AirBnB for rent - anticipate possibly renting for KY Derby weekend - possibly other weekends if special events are in town - Breeder's Cup, PGA, Ryder's Cup, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-10 |
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