Anthony Allen Cardinal

Current Employers

Employment History

• 01/1998 → Present
  Nfp Advisor Services
  Austin, TX
• 04/2016 → 10/2025
  Nfp Retirement Inc.
  Aliso Viejo, CA
• 01/1998 → Present
  Kestra Investment Services, Llc
  Plymouth, MN
• 10/2025 → Present
  Wealthspire Retirement Advisory
  Aliso Viejo, CA

Other Businesses

Name: NFP RETIREMENT, INC. POSITION: Investment Advisor Representative NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 12/15/2016 ADDRESS: 120 Vantis, Suite 400, Aliso Viejo CA 92656 DESCRIPTION: I act as a Retirment consultant for qualified and non-qualified retirement plan. This includes financial investment Reviews, fee benchmarking, plan design benchmarking and participant education. Name: KNW INC. POSITION: Managing Director NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 505 Hwy 169, Suite 1100, Plymouth MN 55441 DESCRIPTION: Part of the management team. KNW provides the same services as NFP, Inc.. Insurance and employee benefits. Name: ACCRA PERSONAL CARE POSITION: Personal Care Assistant NATURE: Personal Care Assistant INVESTMENT RELATED: No # OF HOURS: 50 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2025 ADDRESS: 12600 Whitewater Dr, Suite 100, Minnetonka MN 55343, United States DESCRIPTION: Assist with activities of daily living. These services are provided in our home to our adult daughter with developmental disabilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-15
• S63 Uniform Securities Agent State Law Examination
  1988-12-21

Other Names

• Tony Cardinal