Colin Heafy

Current Employers

Key Group Management, Inc.

17100 E Shea Blvd Suite 400A, Fountain Hills, AZ 85268 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2008-05-14

NJ RA
APPROVED

Since 2008-05-14

Branch Locations

70 Hilltop Road Suite 2450, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
(Dba) Key Group Management, Inc.	Ramsey	NJ	02/2008	Present
National Planning Corporation	Ramsey	NJ	01/2009	03/2017
Royal Alliance	Ramsey	NJ	03/2017	08/2022
Concourse Financial Group Securitieis Inc	Ramsey	NJ	08/2022	02/2025
Cetera Wealth Services, Llc	Ramsey	NJ	02/2025	Present

02/2008 → Present

(Dba) Key Group Management, Inc.

Ramsey, NJ
01/2009 → 03/2017

National Planning Corporation

Ramsey, NJ
03/2017 → 08/2022

Royal Alliance

Ramsey, NJ
08/2022 → 02/2025

Concourse Financial Group Securitieis Inc

Ramsey, NJ
02/2025 → Present

Cetera Wealth Services, Llc

Ramsey, NJ

Previous Registrations

2003-12-12 → 2009-01-29

Osaic Wealth, Inc.

Yonkers, NY

Dedham, MA

Montvale, NJ

Other Businesses

(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey, NJ; RIA; President; Start Date 06/1997; 35 hours per month; RIA, estate and tax planning, asset management. >> RED CAPTURE; Non-Investment Related; Phoenix, AZ; Other-Software; Partner; Start Date 08/2018; 2 hours per month with both of those hours occurring during trading hours; Redtail client onboarding software development. >> TOCR; Investment Related; Ramsey, NJ; Real Estate; Realtor; Start Date 02/2020; 1 hour per month with no hours per month during trading hours; Maintain my NJ real estate license for personal use. >> COLIN HEAFY - INSURANCE: Investment Related; Ramsey, NJ; Insurance; Independent Insurance Producer; Start Date 06/1997; 5 hours per month with those 5 hours occurring during trading hours; Insurance sales and service with varied carriers. >> KEY GROUP TAX; Non-Investment Related; Ramsey, NJ; Tax Service; Passive Owner; Start Date 06/2022; 2 hours per month with both hours per month occurring during trading hours; Provide tax services. >> TRUSTEE; Investment Related; Ramsey, NJ; Other; Trustee; Start Date 09/2023; 2 hours per month with no hours per month occurring during trading hours; Trustee for two family members. >> TAX PREP; Non-Investment Related; Fountain Hills, AZ; Accounting; Partner; Start Date 03/2022; 2 hours per month with those hours occurring during trading hours; Tax preparation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-11
S63	Uniform Securities Agent State Law Examination	1991-04-16

S65 Uniform Investment Adviser Law Examination

2003-12-11
S63 Uniform Securities Agent State Law Examination

1991-04-16

Other Names

Haefy Colin
Colin Patrick Heafy

View on SEC IAPD