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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-31 |
| GA | RA | APPROVED | 2022-01-12 |
Branch Locations
3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Atlanta | GA | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Atlanta | GA | 02/2021 | 01/2022 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 01/2022 |
| Stifel Nicolaus & Co Inc | Atlanta | GA | 01/2022 | Present |
1. Fulton County Employees Retirement System; 141 Pryor Street Atlanta GA 30303; Retiree Pension Board; Board Member; administer the duties for the retirees of Fulton County; 7/11/2011; 3.5 hours per month; during sec trading hours; Inv Related 2. Brookfield Country Club; 100 Willow Run, Roswell, GA 30075; Country Club; Member of golf committee; discuss conditions of the golf course; 7/5/2023; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-20 |
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