Roger William Bowlin

Current Employers

Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2021-06-04

WA RA
APPROVED

Since 2021-06-04

Branch Locations

1 Market Street 36Th Floor, San Francisco, CA 94105 • United States

2565 West Maple Rd, Troy, MI 48084 • United States

10510 Northup Way Suite 150, Kirkland, WA 98033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Concorde Investment Services, Llc	Livonia	MI	05/2016	04/2021
Concorde Asset Management, Llc	Livonia	MI	05/2016	04/2021
Aurora Securities, Inc.	Kirkland	WA	04/2021	Present
Secure Asset Management Llc	Kirkland	WA	06/2021	Present

05/2016 → 04/2021

Concorde Investment Services, Llc

Livonia, MI
05/2016 → 04/2021

Concorde Asset Management, Llc

Livonia, MI
04/2021 → Present

Aurora Securities, Inc.

Kirkland, WA
06/2021 → Present

Secure Asset Management Llc

Kirkland, WA

Previous Registrations

2016-05-23 → 2021-04-30

Concorde Asset Management, Llc

Issaquah, WA

Ann Arbor, MI

Mercer Island, WA
2008-12-12 → 2016-05-19

Independent Financial Group, Llc

San Diego, CA

San Diego, CA

Issaquah, WA
2007-10-17 → 2008-12-15

Eplanning Advisors Inc

Roseville, CA
2000-06-23 → 2007-10-18

Pacific West Financial Consultants Inc

Seattle, WA

Other Businesses

1. Advisor Board Member-"Washington Policy Center". Non-Profit Providing Non-Partisan Studies For WA state since 06/2010. Non-Investment Related. Approx. 5% Time Spent. Business conducted at 1100 Olive Way, Suite 1500 Seattle, WA 98101. 2. 100% Owner of Real Estate Transition Solutions, LLC. Consulting to real estate owners providing feasibility, resources, and cost analysis for development or enhancement of their property since 2011. Investment related. 25% during business hours in 10510 Northup Way, Suite 150 Kirkland, WA. 3. Riverwalk Holdings, Chelan, WA. Investment Related. Real estate rental property providing rental income since June 2014. 1-5 hrs/mo outside business hours, 1-5 hrs/mo during business hours. 4. R.W. Bowlin Investment Solutions, Inc. Investment Related. 10510 Northup Way, Suite 150 Kirkland, WA 98033. Securities DBA. Owner/President. Duties include securities related activities and recommendations/placement. 11-20 hrs/mo outside business hours, 21-40 hrs/mo during business hours. 5. Riverwalk 2, 3 and 4. Business conducted at 10510 Northup Way, Suite 150, Kirkland, WA 98033. Investment-Related. Real estate rental property. Start date September 2021. 1-5 hrs/mo outside business hours, 1-5 hrs/mo during trading hours. 6. Secure Asset Management, LLC. Investment related. Business conducted at 10510 Northup Way, Suite 150 Kirkland, WA 98033. Investment Advisor Representative. Start date: May 2021. Part time during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-30
S63	Uniform Securities Agent State Law Examination	1988-12-07

S65 Uniform Investment Adviser Law Examination

1994-11-30
S63 Uniform Securities Agent State Law Examination

1988-12-07

View on SEC IAPD