Wendy Lee Olson

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2021-03-02

OR RA
APPROVED

Since 2021-03-02

Branch Locations

5885 Sw Meadows Road Ste 150, Lake Oswego, OR 97035 • United States

Gleneden Beach, OR • United States

Oakdale, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stancorp Equities, Inc./Stancorp Investment Advisers	Portland	OR	01/2020	02/2021
Nyse Chicago, Inc.	Chicago	IL	08/2016	12/2019
Wedbush Securities Inc.	Los Angeles	CA	02/2021	Present

01/2020 → 02/2021

Stancorp Equities, Inc./Stancorp Investment Advisers

Portland, OR
08/2016 → 12/2019

Nyse Chicago, Inc.

Chicago, IL
02/2021 → Present

Wedbush Securities Inc.

Los Angeles, CA

Previous Registrations

2020-03-09 → 2021-03-04

Stancorp Investment Advisers, Inc.

Portland, OR
2008-05-29 → 2011-03-15

Cetera Investment Advisers Llc

Stamford, CT
2007-06-21 → 2007-09-07

Lincoln Financial Distributors, Inc.

Radnor, PA
2003-07-24 → 2007-05-21

Osaic Fa, Inc.

Philadelphia, PA

Hartford, CT

Radnor, PA

Philadelphia, PA
2002-10-28 → 2002-11-27

Hotovec, Pomeranz & Co., Llc

San Francisco, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-08-10
S65	Uniform Investment Adviser Law Examination	2001-12-03

S63 Uniform Securities Agent State Law Examination

2026-08-10
S65 Uniform Investment Adviser Law Examination

2001-12-03

Other Names

Wendy Lee Wendell
Wendy Lee Wendell
Wendy Lee Wendellpaquette
Wendy Lee Wendell
Wendy Lee Wendell

View on SEC IAPD