Daren Taruo Suzuki

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2024-11-22

HI RA
APPROVED

Since 2024-11-22

Branch Locations

1226 College Walk, Honolulu, HI 96817 • United States

4137 Waialae Ave, Honolulu, HI 96816 • United States

94-030 Farrington Hwy 101, Waipahu, HI 96797 • United States

95-221 Kipapa Dr #3120, Milialani, HI 96789 • United States

99-115 Alea Heights Dr Ste 114, Alea, HI 96701 • United States

920 Kamokila Blvd, Kapolei, HI 96707 • United States

46-056 Kamehameha Hwy Ste 233, Kaneohe, HI 96744 • United States

1245 Kuala St Ste 101, Pearl City, HI 96782 • United States

987 Queen St Ste N-108, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diversified Investors Securities Corp.	Honolulu	HI	08/2011	12/2019
Diversified	Honolulu	HI	08/2011	12/2019
Cuso Financial Services, Lp	San Diego	CA	12/2019	11/2024
Hawaiiusa Federal Credit Union	Aiea	HI	12/2019	Present
Lpl Financial	Aiea	HI	11/2024	Present

08/2011 → 12/2019

Diversified Investors Securities Corp.

Honolulu, HI
08/2011 → 12/2019

Diversified

Honolulu, HI
12/2019 → 11/2024

Cuso Financial Services, Lp

San Diego, CA
12/2019 → Present

Hawaiiusa Federal Credit Union

Aiea, HI
11/2024 → Present

Lpl Financial

Aiea, HI

Previous Registrations

2019-12-13 → 2024-11-25

Cuso Financial Services, L.P.

San Diego, CA

Aiea, HI

Honolulu, HI
2017-09-18 → 2019-11-05

Transamerica Retirement Advisors, Llc

Walpahu, HI
2002-12-11 → 2004-07-08

Uvest Financial Services Group, Inc.

Honolulu, HI
2002-08-21 → 2002-12-02

Cetera Wealth Services, Llc

Honolulu, HI

Other Businesses

1- 10/2024 / HawaiiUSA Investment & Insurance Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-16
S65	Uniform Investment Adviser Law Examination	1999-11-10
S63	Uniform Securities Agent State Law Examination	1989-05-26

S66 Uniform Combined State Law Examination

2017-09-16
S65 Uniform Investment Adviser Law Examination

1999-11-10
S63 Uniform Securities Agent State Law Examination

1989-05-26

View on SEC IAPD