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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-08-07 |
| CA | RA | APPROVED | 2012-09-10 |
| TX | RA | APPROVED | 2012-09-07 |
Branch Locations
555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 09/2012 | Present |
| Bank Of America, N.A. | San Francisco | CA | 11/2012 | Present |
I*62621For profit or not for profit: Non-Profit OrganizationName of outside business organization: TrustInvestment related: YAddress of business: New York, New York 10001Nature of business: Trust,Position, title, association: Trustee, Start date of relationship: 4/23/2013Number of hours devoted: 10 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: I am to be co-trustee of the trust for long time family friend should her parents pass away, I will be trustee with her brother. I*3133283, Entity Type, Name of OBA: Daddy Issues Rock and Roll dad bandAddress:san franciscoCalifornia94109 Investment Related: No Position, Title, Association: Band Employee Start Date: 11/06/2025No Hours: 5 monthly No Hours during trading: 0 Duties:Play guitar and book gigs. We are a band that plays music. This is purely a hobby that will generate revenue on occasion--all of which will likely go toward purchasing equipment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-06 |
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