Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 07/2013 | 11/2017 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 08/2013 | 11/2017 |
| Securities Service Network | Tully | NY | 11/2017 | 09/2020 |
| Ssn Advisory, Inc | Tully | NY | 11/2017 | 09/2020 |
| Securities America, Inc. | Tully | NY | 09/2020 | 06/2024 |
| Securities America Advisors | Tully | NY | 09/2020 | 06/2024 |
| Equitable Advisors, Llc | New York | NY | 01/2026 | Present |
| Osaic Wealth, Inc. | Tully | NY | 06/2024 | 01/2026 |
1. Insurance Agent - Outside Fixed Insurance Sales. 2. KAFL General Agency - servicing Nationwide fixed annuities only. 3. Vision Financial Group: Mass Mutual Whole Life Insurance - servicing existing policies only. 4. Song View Financial - DBA for Equitable business and for outside fixed business. 5. PTFS Capital Inc. - President of S. Corp. Established to have personal compensation transferred into corp. for business expenses and payroll, Located in: Tully, NY; Start date: January 2017.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-21 |
Reach out to this advisor