David Cummins Mcmanus

Current Employers

Highland Capital Advisors , Llc

Louisville, KY • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2012-02-14
KY	RA	APPROVED	2011-10-21

NC RA
APPROVED

Since 2012-02-14
KY RA
APPROVED

Since 2011-10-21

Branch Locations

Louisville, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Highland Capital Advisors , Llc (159055)	Louisville	KY	09/2011	Present
Mcmanus & Associates, Inc.	Louisville	KY	07/2005	12/2019

09/2011 → Present

Highland Capital Advisors , Llc (159055)

Louisville, KY
07/2005 → 12/2019

Mcmanus & Associates, Inc.

Louisville, KY

Previous Registrations

2004-05-25 → 2011-08-19

Osaic Fs, Inc.

Louisville, KY

Other Businesses

David C. McManus, located at 1270 Eastern Pkwy. Louisville, KY 40204 Category: insurance Investment-Related: fixed products only. Agent duties: Offer insurance planning and implementation (sale) of fixed Insurance products, including life insurance, fixed and indexed annuities, disability income insurance, long term care and health insurance. Start date: Januar1, 1994. Hours per month spent on activity: 10. Estimated hours per month during trading hours : 6.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-20
S63	Uniform Securities Agent State Law Examination	1996-04-04

S65 Uniform Investment Adviser Law Examination

2003-10-20
S63 Uniform Securities Agent State Law Examination

1996-04-04

View on SEC IAPD