Jeffrey Alan Concepcion

Current Employers

Employment History

• 10/2008 → 05/2018
  Lpl Financial, Llc
  Beachwood, OH
• 08/2010 → Present
  Stratos Wealth Partners, Ltd
  Beachwood, OH
• 08/2017 → Present
  Stratos Wealth Securities
  Beachwood, OH
• 11/2020 → Present
  Stratos Investment Management Llc
  Beachwood, OH

Previous Registrations

• 2020-11-19 → 2023-03-03
  Stratos Investment Management, Llc
  Beachwood, OH
• 2009-01-13 → 2018-05-29
  Lpl Financial Llc
  Beachwood, OH
  Solon, OH
  San Diego, CA
  Beachwood, OH
  Claytin, NC
  Wake Forest, NC
  Oxford, NC
  Zebulon, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Brentwood, TN
  Franklin, TN
  Saint Joseph, TN
  Spring Hill, TN
  Murfreesboro, TN
  Lawrenceburg, TN
  Franklin, TN
  Asheville, NC
  Asheville, NC
  Asheville, NC
  Asheville, NC
  Beachwood, OH
• 2000-01-01 → 2008-09-18
  Osaic Fa, Inc.
  Solon, OH
  Orange Village, OH
  Solon, OH

Other Businesses

1.10/21/2008:ORIENTE STABLES--Invest.Related--Ravenna,OH-RealEstateRental--TimeSpent0%--OWNER OF PROPERTY. CURRENTLY HOUSING A HORSE BOARDING BUSINESS. No active involvement whatsoever. 2.8/13/2010:STRATOS WEALTH PARTNERS--DBA:STRATOS WEALTH PARTNERS--Invest.Related--AtReportedBus.Location(s)--RIA--TimeSpent100%. 3.2/19/2013:STRATOS WEALTH PARTNERS, LTD--Invest.Related--AtReportedBus.Location(s)--BusinessEntityForTax/InvestmentPurposesOnly--TimeSpent85%--Founder and CEO of Stratos Wealth Partners, Ltd, an incorporated entity domiciled in the state of Ohio. Responsible for the overall running of the business. President, CEO 4.1/8/2014:SWP ACQUISITION LLC--Invest.Related--3750 Park East Dr Beachwood, OH--RealEstateRental--TimeSpent2%--SWP Acquisition LLC just purchased Beachwood, OH property. This the future home of Stratos. President, CEO 5.6/3/2015:SELF--Invest.Related--AtReportedBus.Location(s)--Non-VariableInsurance--START10/21/2008--1 HR/MO ALL DURING SECS TRDG HRS--INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. 6.3/10/2016:NO BUSINESS NAME--Invest.Related--2249 Enterprise Pkwy Twinsburg, OH--RealEstateRental--Start3/1/2016--1 Hour/Month;0 HoursDuringSecuritiesTrading--small office condo to rent. 7.6/28/2016:Stratos Wealth Holdings, LLC--INV REL--AtReportedBus.Location(s)--BusinessEntityForTax/InvestmentPurposesOnly--Start6/1/2016--160 Hours/MonthDuringSecuritiesTrading--Holding Company to receive all revenues from Stratos Wealth Partners, Ltd, Fundamentum LLC and Stratos Wealth Advisors LLC. No time spent. 8.7/25/2016:Stratos Wealth Advisors, LLC--Invest.Related--AtReportedBus.Location(s)--RIA--Start6/1/2016--16 Hours/MonthDuringSecuritiesTrading--operational/compliance role--Stratos Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 5/2016. I expect to spend approximately 16 HoursPerMonth on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of Stratos Wealth Securities. 9.7/25/2016:Stratos Investment Management, LLC--INV REL--AtReportedBus.Location(s)--RIA--Start6/1/2016--16 Hours/MonthDuringSecuritiesTrading--discretionary asset management solely as a subadvisor. 10.9/16/2016:No Business Name--Invest.Related--3750 Park East Drive, Suite 200, Beachwood, OH--RealEstateRental--Start1/1/2016--1 Hour/MonthDuringSecuritiesTrading--rent office space. 11.10/21/2016:Stratos Wealth Enterprises LLC--Invest.Related--AtReportedBus.Location(s)--BusinessEntityForTax/InvestmentPurposesOnly--Start11/1/2016--0 Hr/Mo--acquisition holding entity to hold equity ownership in outside RIAs. 12.1/4/2017:White Blaze Wealth Management--Invest.Related--AtReportedBus.Location(s)--RIA/DBA--IAR--Start12/19/2016--10 Hours/MonthDuringSecuritiesTrading. 13.5/22/2017:SA Concepts LLC--Invest.Related--AtReportedBus.Location(s)--RIA--Start11/1/2016--0 HoursPerMonth. 14.1/10/2018:Sugale, inc-NotInvest.Related-HomeBased-- BusinessEntityForTax/InvestmentPurposesOnly--Start12/10/2017-4Hours/MonthDuringSecuritiesTrading. 15. Pride of the C's, LLC; Not Investment Related, Home Based, LLC Business entity which owns 2 boats. Member, 2/25/2020. 1 hour per month none during securities trading hours. 16. Cooper's Cruise and Charters, LLC; Not Investment Related, Home Based, LLC which is the entity responsible for the cruise and charter activity of 1 of the Pride of the C's boats, Authorized Member, 2/16/2022. 1 hour per month none during securities trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-26

Other Names

• Jeff Concepcion