Eric Christopher Dubroc

Current Employers

Employment History

• 12/2012 → Present
  Beam Asset Management
  Covington, LA
• 07/2015 → 06/2024
  Securities America Inc
  Mandeville, LA
• 03/2022 → 06/2024
  Securities America Advisors
  Mandeville, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mandeville, LA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mandeville, LA

Previous Registrations

• 2022-04-07 → 2024-06-14
  Securities America Advisors, Inc.
  Covington, LA
  Mandeville, LA
• 2013-07-08 → 2022-04-05
  Beam Wealth Advisors, Inc.
  Covington, LA
• 2012-02-07 → 2012-12-19
  Hancock Whitney Investment Services Inc.
  Mandeville, LA
  Slidell, LA
  Mandeville, LA
  Slidell, LA
  Slidell, LA
  Mandeville, LA
  Mandeville, LA
  New Orleans, LA
• 2010-04-22 → 2012-02-13
  Cetera Investment Services Llc
  Mandeville, LA
• 2005-09-13 → 2010-04-09
  Morgan Keegan & Company, Llc
  Mandeville, LA

Other Businesses

1. ERIC C DUBROC POSITION: Owner NATURE: Sell all Life Insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/13/2016 ADDRESS: 695 N Beau Chene Dr, Mandeville LA 70471, United States DESCRIPTION: Market insurance products. 2. BEAU CHENE CONDO POSITION: Manager NATURE: Condo Rental Located at 573 Beau Chene Dr Mandeville, LA 70471 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 695 North Beau Chene Drive, Mandeville LA 70471, United States DESCRIPTION: Collect rent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-12
• S63 Uniform Securities Agent State Law Examination
  1988-12-16