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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-07
  • CA RA
    APPROVED
    Since 2023-12-07

Branch Locations

755 Main Street, Half Moon Bay, CA 94019 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

2105 S Bascom Suite 255, Campbell, CA 95008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ponder Financial Group Half Moon Bay CA 03/1990 09/2019
Silicon Valley Wealth Advisors San Jose CA 10/2019 11/2023
Allworth Financial Folsom CA 12/2023 Present
  • 03/1990 → 09/2019
    Ponder Financial Group
    Half Moon Bay, CA
  • 10/2019 → 11/2023
    Silicon Valley Wealth Advisors
    San Jose, CA
  • 12/2023 → Present
    Allworth Financial
    Folsom, CA
Previous Registrations
  • 2019-11-12 → 2024-01-02
    Silicon Valley Wealth Advisors, Llc
    San Jose, CA
  • 1990-07-20 → 2023-08-05
    Ponder Financial Group
    Half Moon Bay, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-13
  • S63 Uniform Securities Agent State Law Examination
    1992-05-13
Designations
Other Names
  • Randall S Ponder

View on SEC IAPD

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