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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-09
  • TX RA
    APPROVED
    Since 2009-01-09

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Magnolia, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 01/2009 Present
Previous Registrations
Other Businesses

I*22530For profit or not for profit: For-Profit OrganizationName of outside business organization: Texas Glassblowing, LLCInvestment related: NAddress of business:Magnolia, Texas 77353Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 7/21/2008Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Officer I*2606308, Entity Type: , Name of OBA: A G, Address: Magnolia, Texas, 77355, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/08/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-07
S63 Uniform Securities Agent State Law Examination 1989-05-26
  • S66 Uniform Combined State Law Examination
    2011-06-07
  • S63 Uniform Securities Agent State Law Examination
    1989-05-26
Other Names
  • Cynthia G Lange

View on SEC IAPD

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