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Timothy Darragh

Stifel, Nicolaus & Company, Incorporated

Chicago, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-02-25
TX RA APPROVED 2016-02-25
  • IL RA
    APPROVED
    Since 2016-02-25
  • TX RA
    APPROVED
    Since 2016-02-25

Branch Locations

One North Wacker Suite 3400, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Chicago IL 02/2016 Present
  • 02/2016 → Present
    Stifel Nicolaus & Co Inc
    Chicago, IL
Previous Registrations
  • 2003-01-17 → 2016-03-15
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
    New York, NY
    New York, NY
  • 2002-07-26 → 2003-01-17
    Pershing Llc
    New York, NY
Other Businesses

1. Beach House; 2217 Central Ave Ocean City NJ 08226; Rental property; Owner; Land Lord; 09/02/2024; 1 hr/month; Not During Securities Trading Hours; Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-08
S63 Uniform Securities Agent State Law Examination 1988-12-01
  • S65 Uniform Investment Adviser Law Examination
    1999-02-08
  • S63 Uniform Securities Agent State Law Examination
    1988-12-01
Other Names
  • Timothy Darragh

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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