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Charles Douglas Bales

Whitewater Wealth

Eugene, OR

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Current Employers
Whitewater Wealth

Eugene, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-02-07
LA RA APPROVED 2016-09-28
  • OR RA
    APPROVED
    Since 2024-02-07
  • LA RA
    APPROVED
    Since 2016-09-28

Branch Locations

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitewater Wealth Eugene OR 12/2013 Present
Previous Registrations
Other Businesses

1. 12/06/2013: PARADISE WAITS, LLC - LLC - 1% OF TIME SPENT - OWNER LLC for IRA Real Estate Investment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-07
S63 Uniform Securities Agent State Law Examination 1989-01-06
  • S65 Uniform Investment Adviser Law Examination
    1992-10-07
  • S63 Uniform Securities Agent State Law Examination
    1989-01-06
Other Names
  • Doug Bales

View on SEC IAPD

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