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Current Employers
Miller Investment Management, Lp

One Tower Bridge, Ste 1400, West Conshohocken, PA 19428-2874 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-07
  • PA RA
    APPROVED
    Since 2019-03-07

Branch Locations

One Tower Bridge, Ste 1400, West Conshohocken, PA 19428-2874 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Richmond VA 12/2007 07/2018
Prudential Annuities Distributors, Inc. Richmond VA 12/2007 07/2018
Miller Investment Management, Lp W Conshohocken PA 12/2018 Present
Selfemployed Bryn Mawr PA 08/2018 10/2018
  • 12/2007 → 07/2018
    The Prudential Insurance Company Of America
    Richmond, VA
  • 12/2007 → 07/2018
    Prudential Annuities Distributors, Inc.
    Richmond, VA
  • 12/2018 → Present
    W Conshohocken, PA
  • 08/2018 → 10/2018
    Selfemployed
    Bryn Mawr, PA
Other Businesses

TDL FOUNDATION - TRUSTEE - CHARITY BOARD SINCE 07/2007. BOARD MEMBER/TREASURER - 2 HOURS PER MONTH. NEW ORLEANS, LA - CHARITY ORGANIZATION FOR FATHER - NO COMP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-27
S63 Uniform Securities Agent State Law Examination 1996-03-05
  • S65 Uniform Investment Adviser Law Examination
    1999-04-27
  • S63 Uniform Securities Agent State Law Examination
    1996-03-05

View on SEC IAPD

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