Kevin James Brock

Current Employers

William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2002-07-16

IL RA
APPROVED

Since 2002-07-16

Branch Locations

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

The William Blair Building 150 North Riverside, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Donaldson, Lufkin & Jenrette Securities Corporation	Chicago	IL	01/1993	Present
William Blair & Co.,L.L.C.	Chicago	IL	05/2002	Present

01/1993 → Present

Donaldson, Lufkin & Jenrette Securities Corporation

Chicago, IL
05/2002 → Present

William Blair & Co.,L.L.C.

Chicago, IL

Previous Registrations

1998-06-13 → 2002-07-02

Pershing Llc

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-23
S63	Uniform Securities Agent State Law Examination	1989-01-16

S65 Uniform Investment Adviser Law Examination

1998-03-23
S63 Uniform Securities Agent State Law Examination

1989-01-16

Other Names

Kevin Brock

View on SEC IAPD