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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1996-09-12 |
| FL | RA | APPROVED | 1993-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ft. Lauderdale | FL | 05/1993 | Present |
| Bank Of America, N.A. | Weston | FL | 06/2011 | Present |
I*65050 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONSUMER DIRECTED CARE + (MEDICAIDE WAIVER PROGRA INVESTMENT RELATED: N ADDRESS OF BUSINESS: TALLAHASSEE, FLORIDA 32399 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, I AM THE PRMIMAR CAREGIVER FOR MY DAUGHTER START DATE OF RELATIONSHIP: 3/1/2012 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-28 |
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