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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| WA | RA | APPROVED | 2011-10-18 |
Branch Locations
303 91St Ave Ne, Ste C301, Lake Stevens, WA 98258 • United States
16310 Bothell Everett Hwy, Mill Creek, WA 98012 • United States
11127 Evergreen Way, Everett, WA 98204 • United States
Mill Creek, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Everett | NC | 10/2011 | Present |
| Boeing Employee Credit Union | Everett | WA | 10/2011 | Present |
1. 10/17/2011: OTHER - BECU CREDIT UNION - FINANCIAL ADVISOR - 100% OF TIME. 2. 10/31/2011: Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services 3. 12/9/2011: REAL ESTATE RENTAL - 1 RENTAL. 8106 242ND ST SW # A EDMONDS, WA 98012 - TIME SPENT 1% - EDMONDS, WA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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