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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-10 |
| NY | RA | APPROVED | 2023-10-05 |
Branch Locations
5 Shannon Drive, Woodbury, NY 11797 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
20 Crossways Park Drive North Suite 410, Woodbury, NY 11797 • United States
Miami Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Holbrook | NY | 02/2014 | 10/2023 |
| Lpl Financial Llc | Woodbury | NY | 10/2023 | Present |
1) 08/2023 - AJK Financial Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - AJK Financial Group / Tax Prep/Accounting/CPA / Inv. Related / Woodbury, NY / Start date 09/29/2023 - 1 Hr per month - 1% Time Spent 3) 08/2023 - AJK Financial Group / Non-Variable Insurance / Inv. Related / Woodbury, NY / Start date 09/29/2023 - 10 Hrs per month - 16% Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-19 |
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