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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Minnetonka | MN | 07/2014 | 11/2017 |
| Lpl Financial Llc | Minnetonka | MN | 11/2017 | 07/2019 |
| Securities America, Inc. | Minnetonka | MN | 07/2019 | 06/2024 |
| Securities America Advisors | Minnetonka | MN | 07/2019 | 06/2024 |
| Osaic Wealth, Inc. | Minnetonka | MN | 06/2024 | Present |
| Osaic Wealth, Inc. | Minnetonka | MN | 06/2024 | Present |
***STUART LARSEN, SAILING POSITION: Instructor NATURE: Sailing Instructor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2003 ADDRESS: 3419 Arbor Lane, Minnetonka MN 55305 DESCRIPTION: Teach sailing ***STUART LARSEN, MUSIC POSITION: owner NATURE: Musician/Recording studio INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 ADDRESS: 3419 Arbor Lane, Minnetonka MN 55305 DESCRIPTION: Play and/or record music
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-23 |
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