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Michael Scott Sparago

Ubs Financial Services Inc.

Paramus, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-12-16
TX RA APPROVED 2011-12-16
  • NJ RA
    APPROVED
    Since 2011-12-16
  • TX RA
    APPROVED
    Since 2011-12-16

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Paramus NJ 12/2011 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-21
  • S63 Uniform Securities Agent State Law Examination
    1989-06-21
Other Names
  • Michael S Sparago

View on SEC IAPD

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