Jon D. Tanner

Current Employers

William Joseph Capital Management, Inc.

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-02

NY RA
APPROVED

Since 2024-07-02

Branch Locations

Highland, NY • United States

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Financial Group	Poughkeepsie	NY	06/1997	12/2021
Summit Advisory Solutions	Poughkeepsie	NY	01/1998	03/2025
Mcdonald & Mcdonald, Inc.	Newburgh	NY	06/1995	Present
Summit Advisory Solutions, Ltd.	Poughkeepsie	NY	03/2004	06/2024

06/1997 → 12/2021

Summit Financial Group

Poughkeepsie, NY
01/1998 → 03/2025

Summit Advisory Solutions

Poughkeepsie, NY
06/1995 → Present

Mcdonald & Mcdonald, Inc.

Newburgh, NY
03/2004 → 06/2024

Summit Advisory Solutions, Ltd.

Poughkeepsie, NY

Previous Registrations

2021-11-18 → 2024-07-02

Summit Advisory Solutions, Ltd.

Highland, NY

Other Businesses

1) McDonald & McDonald, Inc.. Not investment-related. 240 Lake Street, Newburgh, NY. Provides bookkeeping services. Started June 1, 1995. 7 hours per month, during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-17
S63	Uniform Securities Agent State Law Examination	1988-11-03

S65 Uniform Investment Adviser Law Examination

2021-11-17
S63 Uniform Securities Agent State Law Examination

1988-11-03

Other Names

Jon David Tanner

View on SEC IAPD