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188 Inverness Drive West Ste 100, Centennial, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-07-14 |
| OR | RA | APPROVED | 2021-06-04 |
| WA | RA | APPROVED | 2017-10-12 |
| AZ | RA | APPROVED | 2017-09-25 |
| CO | RA | APPROVED | 2017-09-25 |
| CA | RA | APPROVED | 2017-05-18 |
| FL | RA | APPROVED | 2017-05-18 |
Branch Locations
188 Inverness Drive West Suite 100, Centennial, CO 80112 • United States
La Jolla, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | San Diego | CA | 10/2009 | 11/2016 |
| Silber Bennett Finanical, Inc. | Encino | CA | 02/2017 | 04/2017 |
| Unemployed | La Jolla | CA | 12/2016 | 02/2017 |
| Colorado Financial Service Corporation | Centennial | CO | 05/2017 | Present |
(1) Gotses Financial Services, LLC, La Jolla, CA; created for DBA; Start Date: 2/2017; Position: Managing Member; Time Spent: 0 per month / 0 during trading hours; (2) INSURANCE IMOS - INSUREMARK, ADVISORS EXCEL, PACIFIC SOUTHWEST FINANCIAL, ROCKY MOUNTAIN INSURANCE NETWORK / NOT INVESTMENT RELATED / 7907 CAMINITO DEL CID LA JOLLA, CA 92037 / 20 HOURS PER MONTH / INSURANCE PRODUCTS AND SERVICES (3) WILLIAM D GOTSES LLC; INVESTMENT-RELATED; SAN DIEGO, CA; PROPERTY OWNER IN LLC; MEMBER OF LLC; MEMBER; 1/2008; 0 HOURS/MONTH; 0 HOURS/TRADING; REAL ESTATE/PROPERTY OWNER. (4)NIPSY PROPERTIES 1 LLC; INVESTMENT-RELATED; SAN DIEGO, CA; REAL ESTATE; MEMBERSHIP INTEREST IN LLC WHICH OWNS REAL ESTATE; MEMBER OF LLC; 2000; 0 HOURS/MONTH; 0 HOURS/TRADING; BUY/SELL REAL ESTATE. (5) ADRIATIC VENTURES LLC / NOT INVESTMENT RELATED / REAL ESTATE HOLDING ENTITY / 15 GLITTERING SKY, ALISO VIEJO, CA 92656 / 15 HOURS OUTSIDE MARKET HOURS / OWNER AND MEMBER (6) HIGH PERFORMANCE MOTORSPORTS LLC, DBA: HIGH PERFORMANCE MOTORSPORTS; NOT INVESTMENT-RELATED; SAN DIEGO CA; USED CAR DEALERSHIP/RACING CO.; MANAGING MEMBER; MANAGING MEMBER; 7/2007; 5 HOURS/MONTH; 0 HOURS/TRADING; SELL CARS, MOTORSPORTS RACING. (7) HOA PRESIDENT / NOT INVESTMENT RELATED / LA JOLLA, CA / BILL'S OWN PROPERTY HOA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-04 |
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