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Chris Dale Rager

Morgan Stanley

Carlsbad, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc San Diego CA 12/2008 Present
Morgan Stanley Smith Barney San Diego CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/2008 → Present
    Citigroup Global Markets Inc
    San Diego, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    San Diego, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-12-12 → 2009-06-01
    Citigroup Global Markets Inc.
    San Diego, CA
    San Diego, CA
  • 2007-04-02 → 2008-12-15
    Morgan Stanley & Co. Llc
    Carlsbad, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Carlsbad, CA
    Carlsbad, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-24
S63 Uniform Securities Agent State Law Examination 1990-02-05
  • S65 Uniform Investment Adviser Law Examination
    2011-05-24
  • S63 Uniform Securities Agent State Law Examination
    1990-02-05
Other Names
  • Chris Rager
  • Christopher Dale R
  • Christopher Dale Rager

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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