Shannon Lee Baker

Current Employers

Baker Wealth Advisors, Llc.

Johns Island, SC • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-29
SC	RA	APPROVED	2021-04-16

TX RA
APPROVED_RES

Since 2026-04-29
SC RA
APPROVED

Since 2021-04-16

Branch Locations

Johns Island, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Baker Wealth Advisors, Llc	Johns Island	SC	02/2021	Present
Insurance Gurus, Llc	Johns Island	SC	09/2020	Present
Goosehead Insurance	Johns Island	SC	09/2020	07/2022
Shannon Baker & Associates, Llc	Johns Island	SC	03/2004	Present

02/2021 → Present

Baker Wealth Advisors, Llc

Johns Island, SC
09/2020 → Present

Insurance Gurus, Llc

Johns Island, SC
09/2020 → 07/2022

Goosehead Insurance

Johns Island, SC
03/2004 → Present

Shannon Baker & Associates, Llc

Johns Island, SC

Other Businesses

Name: Insurance Gurus LLC Investment related: Yes Address: Charleston, SC Nature: Insurance sales and service Title: Managing Principal/Insurance Agent Start: 11/2020 Hours: 160 during securities trading: 80 duties: Insurance sales and service Name: Shannon Baker and Associates, LLC Investment related: Yes Address: Johns Island, SC Nature: Insurance sales and service Title: Insurance Agent Start: 03/2004 Hours: 20 during securities trading: 10 duties: Insurance sales and service

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-31
S66	Uniform Combined State Law Examination	1999-10-15

S65 Uniform Investment Adviser Law Examination

2020-08-31
S66 Uniform Combined State Law Examination

1999-10-15