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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2013 Present
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 1365 YORK AVE, STE 11D, NEW YORK, NY, 6/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/MO - 2/TRADING. 2)MEMBER OF CONNECTING TO GREATNESS, NEW YORK, NY, SINCE 3/2015. BUSINESS REFERRAL SOCIAL GROUP. NOT INVESTMENT RELATED - DEVOTES 3 HR/MO - 1 HR/TRADING. 3)MEMBER OF MANHATTEN CHAMBER OF COMMERCE, 1375 BROADWAY, NEW YORK, NY, 10036, SINCE 3/2014. NOT INVESTMENT RELATED - DEVOTES 5 HR/WK - 1 HR/TRADING. 4)VOICE WEALTH MANAGEMENT, NEW YORK, NY, 4/2013, USING A TRADE NAME/DBA, INV REL, 120 HR/MO - 30 HR TRADING 5)ALPHA EPSILON PI NEW YORK CITY ALUMNI association, INDIANAPOLIS, IN, SINCE 4/2015 as co-chair. nir - DEVOTES 3 HR/MO - 1 HR/TRADING. 6)MANHATTAN CHAMBER OF COMMERCE - BUSINESS REFERRAL GROUP 2, NEW YORK, NY, 3/2015 AS PRESIDENT. NIR - 5 HR/MO - 1/TRADING. 7)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 8)Manhattan Chamber of Commerce, 1375 Broadway, New York NY 10036. Chair member. 2/9/2014. not investment related. 3/monthly, 2/trading 9)RUSSELL RIVERA, 370 E 76th St, Apt B1805, New York NY 10021, 06/2013, President, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING. 10)ALPHA EPSILON PI FOUNDATION, 8910 PURDUE RD, STE 730, INDIANAPOLIS IN 46268, 08/2025, COMMITTEE MEMBER, BOARD MEMBER/OFFICER/DIRECTOR/COMMITTEE MEMBER/BOARD TRUSTEE, NIR, 5 HR/MO - 5 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-26
S63 Uniform Securities Agent State Law Examination 2001-01-10
  • S66 Uniform Combined State Law Examination
    2008-09-26
  • S63 Uniform Securities Agent State Law Examination
    2001-01-10
Other Names
  • Russell Dannel River
  • Russell Dannel Rivera

View on SEC IAPD

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