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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-27
  • CA RA
    APPROVED
    Since 2025-01-27

Branch Locations

Marietta, GA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Inv. Svcs./Advisory Svcs./Associates, Inc. Owing Mills MD 04/2013 01/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 01/2025 Present
Rean Learning Llc Marietta GA 06/2020 Present
  • 04/2013 → 01/2025
    T. Rowe Price Inv. Svcs./Advisory Svcs./Associates, Inc.
    Owing Mills, MD
  • 01/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 06/2020 → Present
    Rean Learning Llc
    Marietta, GA
Previous Registrations
Other Businesses

REAN LEARNING LLC POSITION: Partner NATURE: Kumon is an after-school academic enrichment program of math and reading. Students advance through the program at their own pace with an emphasis on individualized learning. Each child's progress is monitored to ensure comprehension before moving on to a new concept. With a strong foundation, critical thinking, and problem solving abilities, children will have the potential to achieve whatever he or she desires. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2020 ADDRESS: Sandy Plains Marketplace, Marietta, GA 30066, United States DESCRIPTION: I am a silent partner. My wife and I invested and helped to start up this business in 2019 and opened in June 2020. I have no daily responsibilities as our business partner is the lead.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-26
S63 Uniform Securities Agent State Law Examination 2000-10-16
  • S66 Uniform Combined State Law Examination
    2017-09-26
  • S63 Uniform Securities Agent State Law Examination
    2000-10-16

View on SEC IAPD

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