Scott Alan Sprague

Current Employers

Employment History

• 09/2010 → Present
  Sprague Wealth Solutions
  San Ramon, CA
• 01/2013 → 11/2016
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2016 → Present
  Lpl Financial, Llc
  San Ramon, CA
• 11/2016 → 07/2026
  Mariner Independent Advisor Network, Llc
  San Ramon, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-11-30 → 2026-06-26
  Mariner Advisor Network
  San Ramon, CA
  Danville, CA
• 2012-08-24 → 2016-12-02
  Cetera Wealth Services, Llc
  San Ramon, CA
  Livermore, CA
• 2010-10-08 → 2012-08-24
  United Planners' Financial Services Of America A Limited Partner
  San Ramon, CA
  Scottsdale, AZ
• 2002-04-17 → 2010-10-14
  Osaic Fa, Inc.
  San Ramon, CA
  San Ramon, CA
  San Ramon, CA

Other Businesses

1. 11/30/2016 - SPRAGUE WEALTH SOLUTIONS, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 8/1/2012 - 4 Hours Per Month/1 Hour During Securities Trading - Time Spent 10% - LIFE, HEALTH, DISABILITY AND LTC. 2. 11/30/2016 - SPRAGUE WEALTH SOLUTIONS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 8/10/2011 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 45%. 3. 05/10/2022 - Financial planner group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Managing member - Start Date - 03/29/2022 - 4 Hours Per Month/ 1 Hours During Securities Trading 4. 02/01/2023 - New West Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/16/2022 - 4 Hours Per Month/3 Hours During Securities Trading 5. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-27
• S63 Uniform Securities Agent State Law Examination
  1995-03-16

Designations