Thomas Stephenson Oconnor

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-05-22
FL	RA	APPROVED	2018-08-17
TX	RA	APPROVED	2017-03-13
WI	RA	APPROVED	2016-11-22

GA RA
APPROVED

Since 2025-05-22
FL RA
APPROVED

Since 2018-08-17
TX RA
APPROVED

Since 2017-03-13
WI RA
APPROVED

Since 2016-11-22

Branch Locations

Greensboro, GA • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Mequon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Milwaukee	WI	09/1989	Present

09/1989 → Present

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Other Businesses

Name/Address: 24 Hour Foundation 153 Green Bay Rd Thiensville WI 53092 Start Date: 1/1/21 Hours Spent: 0-4 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board of Directors; Finance Committee with check signing authority Non Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-21
S63	Uniform Securities Agent State Law Examination	1990-01-29

S65 Uniform Investment Adviser Law Examination

2016-11-21
S63 Uniform Securities Agent State Law Examination

1990-01-29

Other Names

Thomas Oconnor

View on SEC IAPD