Dale Cash Teat

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2015-12-04
TX	RA	APPROVED_RES	2015-12-04

GA RA
APPROVED

Since 2015-12-04
TX RA
APPROVED_RES

Since 2015-12-04

Branch Locations

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Atlanta	GA	12/2015	Present

12/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Atlanta, GA

Previous Registrations

2012-08-20 → 2015-12-04

Barclays Capital Inc.

Atlanta, GA
2007-01-31 → 2012-08-21

Truist Investment Services, Inc.

Alpharetta, GA
2003-12-19 → 2006-12-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

Alpharetta, GA
2003-08-12 → 2003-12-11

Citigroup Global Markets Inc.

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-11
S63	Uniform Securities Agent State Law Examination	1992-03-09

S66 Uniform Combined State Law Examination

2003-08-11
S63 Uniform Securities Agent State Law Examination

1992-03-09

Other Names

Dale Sue Cash
Dale C Teat
Dale Sue Teat
Dale Cash Teat
Dale Cash Teat

View on SEC IAPD

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