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San Clemente, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wbm Management Corp. Dba Premier Advisory Group | San Clemente | CA | 01/2001 | Present |
| Assetmark Brokerage, Llc | San Clemente | CA | 01/2015 | Present |
| Assetmark Financial Holdings, Inc. | San Clemente | CA | 01/2015 | Present |
1) WBM MANAGEMENT CORP DBA PREMIER ADVISORY GROUP an entity under Mr. McGowan's control is engaged in recruitment of investment advisers (WHOLESALE DISTRIBUTION - no client solicitations) FOR ASSETMARK FINANCIAL HOLDINGS, INC 303 W. AVENIDA GAVIOTA, SAN CLEMENTE, CA; 2) Mr. McGowan is also a SENIOR REGIONAL CONSULTANT employed by ASSETMARK FINANCIAL HOLDINGS, INC. (PARENTCOMPANY) - IN CONCORD, CA SINCE 2015; 50 HRS/WK; DUTIES-CONSULT W/FINANCIAL ADVISORS ABOUT ASSETMARK PLATFORM. 3) Mr. McGowan is a registered representative of AssetMark Brokerage, a registered broker dealer since 1/2015, duties are nominal, less than 5 hours weekly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-16 |
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