Michael Lee Jones

Current Employers

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2020-01-02

KY RA
APPROVED

Since 2020-01-02

Branch Locations

Louisville, KY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lifetime Financial Solutions Inc.	Louisville	KY	04/2006	Present
Mckendree University	Louisville	KY	06/2010	12/2017
Cambridge Investment Research Advisors, Inc	Fairfield	IA	11/2013	12/2019
Cambridge Investment Research, Inc	Fairfield	IA	07/2014	12/2019
Silver Oak Securities, Inc.	Jackson	TN	12/2019	Present

04/2006 → Present

Lifetime Financial Solutions Inc.

Louisville, KY
06/2010 → 12/2017

Mckendree University

Louisville, KY
11/2013 → 12/2019

Cambridge Investment Research Advisors, Inc

Fairfield, IA
07/2014 → 12/2019

Cambridge Investment Research, Inc

Fairfield, IA
12/2019 → Present

Silver Oak Securities, Inc.

Jackson, TN

Previous Registrations

2013-11-27 → 2019-12-23

Cambridge Investment Research Advisors, Inc.

Louisville, KY
2011-05-02 → 2013-12-16

Onyx Wealth Advisors, Inc.

Louisville, KY

Louisville, KY
2013-05-16 → 2013-05-23

First Allied Advisory Services, Inc.

Louisville, KY
2009-06-15 → 2011-05-11

U.S. Financial Advisors

Louisville, KY
1995-07-31 → 2009-06-09

Lpl Financial Llc

Louisville, KY

Other Businesses

1)LIFETIME FINANCIAL SOLUTIONS INC, 11003 BLUEGRASS PKWY STE 500D, LOUISVILLE, KY, 2/1998 AS OWNER/ INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 160 HR/MO - 10/TRADING, DBA for all businesses 2)MERCY ACADEMY, LOUISVILLE, KY 40228, BOARD MEMBER SINCE 12/1/10, 5 HOURS PER MONTH, NONE DURING TRADING, BOARD OF DIRECTORS MEMBER. SERVE ON THE FINANCE COMMITTEE. WE OVERSEE THE WELFARE AND OPERATION OF THE SCHOOL INCLUDING CURRICULUM, FACILITIES, AND FINANCIAL VIABILITY OF THE SCHOOL. 3)ASSOCIATES IN ACCOUNTING CPA, LOUISVILLE, KY. 08/15/2016, ENROLLMENT AGENT/TAX PREPARER/ACCOUNTING SERVICES. NOT INVESTMENT RELATED, 20/WEEKLY, 15/TRADE 4). Spiritual Coach Institute Life Coaching,Is Not Investment Related,"9215 Rainbow Springs Ct, Apt 7, Louisville, KY, 40241, United States",Life Coaching,Owner,2023-01-01,40 hours per month,0 hours per month during trading hours,Fee Based Compensation,"Helping clients evaluate life goals, values, life satisfaction, relationships, spiritual life, in such a way as to create a plan for living a more productive and fulfilled life"

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-11-18

S63 Uniform Securities Agent State Law Examination

1988-11-18

Designations

View on SEC IAPD