David Martin Milligan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-24
MA	RA	APPROVED	2006-06-05

FL RA
APPROVED

Since 2025-11-24
MA RA
APPROVED

Since 2006-06-05

Branch Locations

Naples, FL • United States

378 South Street, Pittsfield, MA 01201 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sis Bank	Springfield	MA	05/1998	Present
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Pittsfield	MA	09/1995	Present

05/1998 → Present

Sis Bank

Springfield, MA
09/1995 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Pittsfield, MA

Other Businesses

1. 5/13/2003 - DMM ENTERPRISES, INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - ACCOUNTING PURPOSES ONLY. 2. 2/2/2011: Balance Rock Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-31
S63	Uniform Securities Agent State Law Examination	1989-01-30

S66 Uniform Combined State Law Examination

2006-05-31
S63 Uniform Securities Agent State Law Examination

1989-01-30