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Paula Jean Cooper

Ptma Investment Advisors

Naperville, IL

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Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-05-31
  • IL RA
    APPROVED
    Since 2019-05-31

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Securities, Llc Naperville IL 08/2002 Present
Pma Financial Network, Llc Naperville IL 08/2002 Present
  • 08/2002 → Present
    Pma Securities, Llc
    Naperville, IL
  • 08/2002 → Present
    Pma Financial Network, Llc
    Naperville, IL
Previous Registrations
  • 2012-02-09 → 2019-05-31
    Prudent Man Advisors, Inc.
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-02
S63 Uniform Securities Agent State Law Examination 2003-12-18
  • S65 Uniform Investment Adviser Law Examination
    2012-02-02
  • S63 Uniform Securities Agent State Law Examination
    2003-12-18
Other Names
  • Paula Jean Sesing
  • Paula Jean Cooper
  • Paula Jean Sesing

View on SEC IAPD

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