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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-20 |
| PA | RA | APPROVED | 2023-09-20 |
Branch Locations
555 East Lancaster Avenue 6Th Floor Suite 620, Radnor, PA 19087 • United States
Malvern, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | Radnor | PA | 10/2021 | Present |
| Henderson Global Investors | Philadelphia | PA | 03/2013 | 04/2017 |
| T Rowe Price | Philadelphia | PA | 04/2017 | 10/2021 |
Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-24 |
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