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Cara Jennifer Vercellone

Pnc Wealth Management LLC

Bluffton, SC

Pittsburgh, PA

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-03-03
  • SC RA
    APPROVED
    Since 2022-03-03

Branch Locations

Bluffton, SC • United States

Pittsburgh Main Pnc Investments 300 Fifth Avenue, 26Th Floor, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Melville NY 11/2014 01/2021
Pnc Wealth Management Blufton SC 02/2022 Present
Unemployed Smithtown NY 01/2021 02/2022
  • 11/2014 → 01/2021
    Td Ameritrade, Inc.
    Melville, NY
  • 02/2022 → Present
    Pnc Wealth Management
    Blufton, SC
  • 01/2021 → 02/2022
    Unemployed
    Smithtown, NY
Previous Registrations
  • 2015-02-24 → 2021-01-11
    Td Ameritrade, Inc.
    Huntington Station, NY
  • 2015-02-24 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Melville, NY
    Melville, NY
Other Businesses

FINRA Arbitrator

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
S65 Uniform Investment Adviser Law Examination 1997-01-15
S63 Uniform Securities Agent State Law Examination 1989-01-12
  • S66 Uniform Combined State Law Examination
    2015-02-23
  • S65 Uniform Investment Adviser Law Examination
    1997-01-15
  • S63 Uniform Securities Agent State Law Examination
    1989-01-12

View on SEC IAPD

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