Raymond Marcellus Cooper

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-06
NC	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2022-09-06
NC RA
APPROVED

Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Charlotte	NC	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Charlotte, NC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Charlotte, NC
2005-09-16 → 2007-04-02

Morgan Stanley Dw Inc.

Charlotte, NC

Charlotte, NC
2001-12-31 → 2005-09-28

Legg Mason Wood Walker, Incorporated

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-09
S63	Uniform Securities Agent State Law Examination	1988-10-25

S65 Uniform Investment Adviser Law Examination

1993-07-09
S63 Uniform Securities Agent State Law Examination

1988-10-25

Other Names

Marc Cooper
R. Marc Cooper

View on SEC IAPD