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Dale Brian Foard

Independence Square Holdings, LLC

Baltimore, MD

King Of Prussia, PA

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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-12-23
  • MD RA
    APPROVED
    Since 2025-12-23

Branch Locations

2 Village Square Suite 220, Baltimore, MD 21210 • United States

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfg Capital Markets Baltimore MD 09/2015 08/2019
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 07/2019 06/2021
Wpg Financial Baltimore MD 08/2021 Present
  • 09/2015 → 08/2019
    Cfg Capital Markets
    Baltimore, MD
  • 07/2019 → 06/2021
    United Planners' Financial Services Of America A Limited Partner
    Scottsdale, AZ
  • 08/2021 → Present
    Wpg Financial
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-27
S63 Uniform Securities Agent State Law Examination 2007-04-20
  • S65 Uniform Investment Adviser Law Examination
    2021-08-27
  • S63 Uniform Securities Agent State Law Examination
    2007-04-20

View on SEC IAPD

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