James Robert Allen

Current Employers

Employment History

• 06/2016 → 05/2020
  Santiago Oaks Advisory Services
  Tustin, CA
• 06/2016 → 03/2019
  Usa Financial Securities
  Ada, MI
• 03/2019 → Present
  Anchor Bay Capital, Inc.
  Carlsbad, CA
• 03/2019 → Present
  Anchor Bay Securities, Llc
  Carlsbad, CA
• 06/2023 → Present
  Anchor Bay Private Wealth Llc
  Carlsbad, CA
• 06/2022 → Present
  Anchor Bay Tax & Consulting Llc
  Carlsbad, CA

Previous Registrations

• 2016-06-07 → 2019-03-01
  Usa Financial Securities Llc
  Tustin, CA
  Ada, MI
• 2015-07-29 → 2015-09-08
  Financial Advisors Network, Inc.
  Tustin, CA
• 2002-10-15 → 2004-12-31
  Sentinel Advisory Services, Inc.
  Houston, TX

Other Businesses

Anchor Bay Capital, Inc. * Investment-related * 5780 Fleet Street, STE 308, Carlsbad, CA 92008 * Financial Planning and RIA * President * Start Date: 2/21/2019 * 160 Hours/Month * 144 Hours during Trading Anchor Bay Tax & Consulting LLC * Not Investment Related * 5780 Fleet Street, STE, Carlsbad, CA 92008 * Tax Preparation and Estate Consulting * President * Start Date: June 2022 * Hours per Month: 40 * 20 Hours during Trading Anchor Bay Private Wealth * Investment-related * 5780 Fleet Street, STE 308, Carlsbad, CA 92008 * RIA and Financial Planning * President * June 2023 * 40 Hours/Mo * 20 Hours/Mo Trading Hours Financial Planning Association of Orange County * Not Investment-related * Orange County, CA * Financial Planning discussions with other planners * Board Chair * Jan 2018

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-07-24

Designations

Other Names

• James Robert (Jr) Allen
• Jim Allen
• James Robert Allen