Robert Joseph Fischer

Current Employers

Employment History

• 02/2006 → Present
  Citigroup Global Markets Inc.
  Richmond, VA
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Purchase, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Richmond, VA
  Richmond, VA
  New York, NY
  Richmond, VA
• 1991-06-26 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Richmond, VA

Other Businesses

1. CAPTAIN BOB'S ICR CREAM EXTRAVAGANZA MIDLOTHIAN, VA SU'S ICE CREAM EXTRAVAGANZA RICHMOND, VA; NOT INVESTMENT RELATED 2. SIX HATS TEACHING NOT BUSINESS RELATED MIDLOTHIAN VA 23113. STARTED 7/1/10 TRAINER, I DO TRAINING ON THE SIX HATS THINKING METHODS.4 HRS EACH MONTH DURING SECURITY TRADING HRS. 4 HRS EACH MONTH OUTSIDE OF SECURITY TRADING HRS. NAME--HOLY DAVID IS PAYING ME TO DO SHORT TALKS ABOUT THINKING. THE PAYMENT IS A SMALL HONORARIUM DESIGNED TO COVER THE COST OF MATERIALS. NOT BUSINESS RELATED. RICHMOND, VA STARTED 11/09. TITLE FACILITATOR. DUTIES FACILITATION OF TRAINING ON THE SIX HATS THINKING COURSE. 2 HRS EACH MONTH DURING SECURITY TRADING HRS. 2 HRS EACH MONTH OUTSIDE OF SECURITY TRADING HRS. 8/07 AND 11/06 & 04/2010 MEMBER; 6 HOURS PER WEEK, NOT DURING SECURITIES TRADING HOURS. 3. PHOENIX PUBLISHING CO NOT INVESTMENT RELATED; RICHMOND, VA 2/1/09; 16 HOURS PER MONTH; 2 HOURS PER WEEK DURING SECURITIES TRADING HOURS. 4.Chess Coaching; Investment related - No; Coaching; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0; After business hours: 1.5; Teaching chess to an older gentleman. 5.THE NAKED PORTFOLIO MANAGER; NOT-INVESTMENT RELATED; MIDLOTHIAN/VIRGINIA; BOOK; TITLE: AUTHOR; START DATE: 09/2008; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 4. *522471- Rental Property; Investment related-Yes; Clarksville, Tennessee; Real Estate; Rental Propery Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 1; After business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-06-25
• S63 Uniform Securities Agent State Law Examination
  1988-10-25