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David Edward Kalata

Hsbc Securities (Usa) Inc.

Los Angeles, CA

Beverly Hills, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-22
DC RA APPROVED 2026-03-19
AK RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
GA RA APPROVED 2026-02-23
TX RA APPROVED_RES 2026-02-22
AL RA APPROVED 2026-02-20
LA RA APPROVED 2026-02-20
MN RA APPROVED 2026-02-20
VI RA APPROVED 2026-02-20
CA RA APPROVED 2007-08-10
  • NC RA
    APPROVED
    Since 2026-06-22
  • DC RA
    APPROVED
    Since 2026-03-19
  • AK RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • GA RA
    APPROVED
    Since 2026-02-23
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • AL RA
    APPROVED
    Since 2026-02-20
  • LA RA
    APPROVED
    Since 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20
  • VI RA
    APPROVED
    Since 2026-02-20
  • CA RA
    APPROVED
    Since 2007-08-10

Branch Locations

Los Angeles, CA • United States

445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Los Angeles CA 06/2007 Present
Hsbc Securities (Usa) Inc. Los Angeles CA 08/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-22
  • S66 Uniform Combined State Law Examination
    2001-05-22
Other Names
  • Dave Edward Kalata
  • David E Kalata

View on SEC IAPD

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