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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-04-26 |
| ME | RA | APPROVED | 2022-12-22 |
| TX | RA | APPROVED | 2013-07-03 |
Branch Locations
One Post Office Square, Boston, MA 02109 • United States
Cohasset, MA • United States
Lincoln, NH • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 07/2013 | Present |
1) Name of Business: Northeastern University./ Address: 360 Huntington Ave BostonMA United States02115./Investment Related: No./ Nature: part time teacher./ Role: Teacher in Risk Management./ Start Date: 9/1/2023./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-27 |
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