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Jill Marie Connelly

Stifel, Nicolaus & Company, Incorporated

Carlsbad, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-21
CA RA APPROVED 2008-11-07
  • TX RA
    APPROVED_RES
    Since 2025-01-21
  • CA RA
    APPROVED
    Since 2008-11-07

Branch Locations

5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Bonsall CA 11/2008 Present
  • 11/2008 → Present
    Stifel Nicolaus & Co Inc
    Bonsall, CA
Previous Registrations
  • 2008-01-01 → 2008-11-12
    Wells Fargo Clearing Services, Llc
    Fallbrook, CA
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fallbrook, CA
    Fallbrook, CA
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-08
S63 Uniform Securities Agent State Law Examination 1993-07-19
  • S66 Uniform Combined State Law Examination
    2009-01-08
  • S63 Uniform Securities Agent State Law Examination
    1993-07-19
Other Names
  • Jill Marie Connelly
  • Jill Marie Rutan
  • Jill M Connelly
  • Jill M Church
  • Jill M Reynolds
  • Jill Marie Holford

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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