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John T Leahy

Ameriprise Financial Services, LLC

Dublin, OH

Newton, MA

Hingham, MA

Bedford, NH

Romulus, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-06-07
NY RA APPROVED 2021-04-16
  • NH RA
    APPROVED
    Since 2023-06-07
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

6515 Longshore Loop Ste 400, Dublin, OH 43017-2951 • United States

2221 Washington St Ste 202, Newton, MA 02462 • United States

25 Recreation Park Dr Ste 100, Hingham, MA 02043 • United States

5 Bedford Farms, Bedford, NH 03110 • United States

Romulus, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddle Brook NJ 03/2009 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Previous Registrations
  • 2004-10-20 → 2009-02-10
    Banc Of America Investment Services, Inc.
    Glen Rock, NJ
    Greenwich, CT
    Philadelphia, PA
    Greenwich, CT
    Bridgewater, NJ
  • 2002-11-25 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-03
S63 Uniform Securities Agent State Law Examination 1988-12-13
  • S65 Uniform Investment Adviser Law Examination
    1998-11-03
  • S63 Uniform Securities Agent State Law Examination
    1988-12-13
Other Names
  • John Thomas L
  • John Thomas Leahy
  • John T Leahy

View on SEC IAPD

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