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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
Lincolnwood, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | Present |
1. 1636 N. Wells Chicago IL 60614; Personal Real Estate holding; Owner; affiliation started 10/01/1997; 0 hours per day; not during securities trading hours; not-investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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