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Stacy Renee Heger

Principal Asset Management

O'FAllon, MO

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-12-20
  • MO RA
    APPROVED
    Since 2021-12-20

Branch Locations

O'FAllon, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor Inc Des Moines IA 06/2008 Present
Principal Asset Management Des Moines IA 12/2021 Present
  • 06/2008 → Present
    Principal Funds Distributor Inc
    Des Moines, IA
  • 12/2021 → Present
    Principal Asset Management
    Des Moines, IA
Previous Registrations
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
S63 Uniform Securities Agent State Law Examination 1999-12-28
  • S66 Uniform Combined State Law Examination
    2021-12-10
  • S63 Uniform Securities Agent State Law Examination
    1999-12-28
Other Names
  • Stacy Renee Unger
  • Stacy Renee Andrews
  • Stacy Renee Marten
  • Stacy Renee Heger

View on SEC IAPD

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