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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
| IN | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| OH | RA | APPROVED | 2023-09-01 |
| PA | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Dublin | OH | 08/2013 | 09/2023 |
| Osaic Wealth, Inc. | Dublin | OH | 09/2023 | Present |
1) MID OHIO BENEFITS GROUP/LABRADOR BROKERAGE POSITION: Other - Insurance agent NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2000 ADDRESS: 7269 Sawmill Road, Suite 100, Dublin OH 43016, United States DESCRIPTION: Sale of health insurance and employee benefits 2) RUCKER INSURANCE - INVESTMENT RELATED - 5775 PERIMETER DRIVE STE. 140 DUBLIN, OH. 43017 - INSURANCE AGENT - START DATE 1/1/06 - 10 HOURS PER MONTH - 8 HOURS DURING TRADING - SALE OF FIXED INSURANCE PRODUCTS. 3) THE PRODUCERS GROUP - INVESTMENT RELATED - 9171 TOWNE CENTRE DRIVE STE 200 SAN DIEGO, CA. 92122 - INSURANCE AGENT - START DATE 5/1/13 - 10 HOURS PER MONTH - 8 HOURS DURING TRADING - SALE OF FIXED INSURANCE PRODUCTS - 4) SAGEPOINT FINANCIAL - INVESTMENT RELATED - 7269 SAWMILL ROAD STE 100 DUBLIN, OH. 43016 - CORPORATE INVESTMENT ADVISOR REPRESENTATIVE - START DATE 8/26/2013 - 6 HOURS PER MONTH - 6 HOURS DURING TRADING - PROVIDE INVESTMENT ADVICE TO CLIENTS. 5) EMERALD FINANCIAL ADVISORS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2013 ADDRESS: 7269 Sawmill Road, Suite 100, Dublin OH 43016, United States DESCRIPTION: Financial Advisor 6) CLANCY FINANCIAL POSITION: Owner NATURE: LLC for payroll and taxes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2015 ADDRESS: 7269 Sawmill Road, Suite 100, Dublin OH 43016, United States DESCRIPTION: Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-09 |
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