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Steven John Weitzel

LPl Financial LLC

Scottsdale, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-23
CA RA APPROVED 2010-12-17
  • AZ RA
    APPROVED
    Since 2022-08-23
  • CA RA
    APPROVED
    Since 2010-12-17

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bell Canyon CA 12/2010 Present
Previous Registrations
  • 2006-11-13 → 2010-12-17
    Cetera Investment Services Llc
    Redondo Beach, CA
    Santa Monica, CA
  • 2005-04-01 → 2006-11-09
    Dfc Investor Services
    Santa Monica, CA
    Santa Monica, CA
  • 2003-05-16 → 2004-02-10
    Ubs Financial Services Inc.
    Encino, CA
  • 2002-06-04 → 2003-05-19
    Citicorp Investment Services
    West Hollywood, CA
Other Businesses

1. 12/16/2010: NON-VARIABLE INSURANCE DBA - SJW WEALTH MANAGEMENT - BELL CANYON, CA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1994-06-17
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1994-06-17

View on SEC IAPD

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